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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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register

      1. (1) (in PR) the register of qualified investors maintained by the FSA under section 87R of the Act.
      1. (2) 31(in CIS) the register of holders kept under Schedule 3 to the OEIC Regulations or CIS 6.2.1 R (Basic requirements) or, in relation to a collective investment scheme that is not an authorised fund , a record of the holders (other than of bearer certificates) of units in it.521
      1. (3) (in COLL) the register of unitholders kept under Schedule 3 to the OEIC Regulations, or COLL 6.4.4 R (Register: general requirements and contents), or COLL 8.5.8 R (The register of Unitholders: AUTs) as appropriate or, in relation to a collective investment scheme that is not an authorised fund, a record of the holders (other than of bearer certificates) of units in it.31