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You are viewing the version of the document as on 2023-01-31.

EEA PTV firm

137either of the (subject to SYSC 23 Annex 1 1.4R and SUP 10A.1.34R (Gibraltar-based firm)146:

  1. (a) a TP firm; or
  2. (b) (for as long as the standstill direction remains in force) any firm that has its registered office (or, if it has no registered office, its head office) in an EEA State.

For these purposes, the standstill direction means the standstill direction as defined in the direction made by the FCA under Part 7 of the Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 that came into force on IP completion day and is titled “FCA Transitional Direction”.