Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Content Options

View Options:

Alternative versions

  1. Point in time
    2025-02-08

professional firm

52a person which is:

  1. (a) an individual who is entitled to practise a profession regulated by a designated professional body and, in practising it, is subject to its rules, whether or not he is a member of that body; or
  2. (b) a person (not being an individual) which is controlled 95or 95managed by one or more such individuals.