Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Content Options

View Options:

Alternative versions

  1. Point in time
    2024-11-23

officer

  1. (1) (in connection with the exercise of the124 appropriate regulator's 124 power to require information) an officer of the124 appropriate regulator,124 a member of the124 appropriate regulator's 124 staff or an agent of the124 appropriate regulator.124
  2. (2) (otherwise) (in relation to a body corporate ) (as defined in section 400(5) of the Act (Offences by bodies corporate etc)) a director, member of the committee of management, chief executive , manager, secretary, or other similar officer of the body, or a person purporting to act in that capacity or a controller of the body.4