Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

notification rule

  1. 2(1) (in relation to a firm) a rule requiring a firm to give the FSA notice of, or information regarding, an event, but excluding:
    1. (a) a rule requiring periodic submission of a report; and
    2. (b) a rule in the listing rules.
  2. (2) (in relation to a recognised body) a rule made by the FSA under section 293 of the Act (Notification requirements) or section 295 of the Act (Notification: overseas investment exchanges and overseas clearing houses) requiring a recognised body to give the FSA:
    1. (a) notice of, and specified information regarding, specified events relating to the body;
      1. (b) specified information relating to the body at specified times or in respect of specified periods; and
        1. (c) any other information required to be given by such a rule.