Content Options:

Content Options

View Options:


You are viewing the version of the document as on 2021-09-24.

insurance mediation activity

22any of the following regulated activities carried on in relation to a contract of insurance or rights to or interests in a life policy:

  1. (a) dealing in investments as agent (article 21);
  2. (b) arranging (bringing about) deals in investments (article 25(1));
  3. (c) making arrangements with a view to transactions in investments (article 25(2));
  4. (d) assisting in the administration and performance of a contract of insurance (article 39A);
  5. (e) advising on investments (except P2P agreements)142 142(article 53(1) to (1D)157);
  6. (f) agreeing to carry on a regulated activity in (a) to (e) (article 64).