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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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Host State regulator

  1. (1) (in relation to an EEA firm or a Treaty firm exercising an EEA right or Treaty right in the United Kingdom) the FSA.
  2. (2) (in relation to a UK firm) (as defined in paragraph 11 of Schedule 3 to the Act (EEA Passport Rights)) the competent authority (under the relevant Single Market Directive or the auction regulation2727) of an EEA State (other than the United Kingdom) in relation to a 27 UK firm's 27 exercise of EEA rights there.
  3. (3) (in REC in relation to a UK RIE) the competent authority (within the meaning of Article (4)(1)(22) of MiFID) of the EEA State in which the UK RIE intends to make, or has made, arrangements to facilitate access to, or use of, a regulated market or a multilateral trading facility operated by the UK RIE.11
  4. (4) (in relation to an EEA UCITS scheme which is a recognised scheme) the FSA. 23
  5. (5) (in relation to a UCITS that is the subject of a notification in accordance with article 93 of the UCITS Directive) the competent authority of an EEA State (other than the United Kingdom) in which units of the UCITS may be marketed to the public.23