Content Options:

Content Options

View Options:


You are viewing the version of the document as on 2024-11-21.

Host State

  1. (1) [deleted]454911117
  1. (1A) [deleted]454937
  1. (2) [deleted]454937117
  2. (3) (in relation to MiFID investment firms41) the EEA State, other than the Home State, in which an investment firm has a branch or provides investment services and/or activities,41 or the EEA State in which a regulated market provides appropriate arrangements so as to facilitate access to trading on its system by remote members or participants established in that same EEA State.11

[Note: article 4(1)(56)41 of MiFID]11

  1. (4)[deleted]454923
  2. 31(5) (for an AIFM) means:
    1. (a) an EEA state, other than the Home State, in which an EEA AIFM or UK AIFM manages EEA AIFs or UK AIFs; or
    2. (b) an EEA state, other than the Home State, in which an EEA AIFM or UK AIFM markets units or shares of an EEA AIF or UK AIF;
    [Note: article 4(1)(r) of AIFMD]
  3. (6) (for an MCD credit intermediary) the EEA State, other than the Home State, in which the MCD credit intermediary has a branch or provides services.39
  4. (7) (for an IDD insurance intermediary or an IDD reinsurance intermediary) the EEA State, other than its Home State, in which the intermediary has a permanent presence or establishment or provides services.43[Note: article 2(1)(11) of the IDD]43

[Note: article 4(20) of the MCD]39