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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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Home State regulator

  1. (1) (in relation to an EEA firm) 45the competent authority (under the relevant Single Market Directive or the auction regulation27) of an EEA State 45in relation to the EEA firm concerned.
  2. (2) [deleted]45236060
  3. (3) [deleted]45
  4. (4) (in REC) the competent authority (within the meaning of article 4(1)(26)41 of MiFID) of the EEA State which is the Home State in relation to the EEA market operator concerned.11
  5. (5) (in relation to an EEA UCITS scheme) the competent authority of the EEA State in which the scheme is authorised.23
  6. (6) (for a data reporting services provider) the competent authority (within the meaning of article 4(1)(26) of MiFID) of the EEA State which is the Home State for that data reporting services provider.41
  7. (7) [deleted] 4946
  8. (8) [deleted] 4946