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significant transaction

146a transaction where:

  1. (a) the issuer has a market capitalisation of less than £1.5billion and has submitted to the FCA for approval or review a document in relation to a reverse takeover, hostile takeover or significant restructuring; or
    1. (b) the issuer has a market capitalisation that is equal to or more than £500million and less than £5billion and has submitted to the FCA for approval or review:
      1. (i) a prospectus for equity securities or specified exempted documents190; or
      2. (ii) a prospectus or listing particulars in relation to a certificate representing certain securities; or
      3. (iii) a document in relation to a class 1 transaction.