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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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  1. Point in time
    2024-12-26

executive procedures

95
  1. 95(1) the procedures relating to the giving of warning notices, decision notices and supervisory notices that are described in DEPP 4 (Decisions by FCA staff under executive procedures).
  2. (2) the procedures relating to the giving of written notices under the AIFMD UK regulation that are described in FUND App 1.