Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  1. Point in time
    2024-12-12

engage in investment activity

(as defined in section 21(8) of the Act) (Restrictions on financial promotion)):

  1. (a) enter or offer to enter into an agreement the making or performance of which by either party constitutes a controlled activity; or4
  2. (b) exercise any rights conferred by a controlled investment to acquire, dispose of, underwrite or convert a controlled investment.