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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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You are viewing the version of the document as on 2021-03-31.

Timeline guidance

certification employee

    (1) (as described in more detail in section 63E(1) of the Act (Certification of employees by authorised person)) an employee (as defined) of an SMCR firm who has a valid certificate issued by that SMCR firm.227

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