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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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focused resolution agreement

108(in DEPP) a settlement agreement that:

  1. (1) concerns proposed enforcement action that requires the FCA to issue a warning notice; and
  2. (2) sets out an agreed position on one or more, but not all, of the issues relevant to a proposed enforcement action.