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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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employer

  1. 114(1) (for the purposes of SUP 15.11 (Notification of conduct rule breaches and disciplinary action and COCON, and as defined in more detail in section 64A of the Act (Rules of conduct)), the person described as the “employer” in paragraph (4) of the Glossary definition of employee.
  2. 114(2) (for the purposes of SYSC 22 (Regulatory references)) the person described as the “employer” in paragraphs (3) and (4A) of the Glossary definition of employee.