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  2. Point in time
    2024-11-19

PRA-prescribed senior management responsibilities

128one of the functions described as:(1) (for CRR firms, credit unions and third country CRR firms (each as defined in the PRA Rulebook)):173

  1. (a) a ‘prescribed responsibility’ in Chapter 4; 173
  2. (b) a ‘small firm prescribed responsibility’ in Chapter 5; or173
  3. (c) a ‘UK branch prescribed responsibility’ in Chapter 6;173

of the part of the PRA Rulebook173 called Allocation of Responsibilities;173(2) (for firms covered by the Insurance - Allocation of Responsibilities and Large Non-Solvency II Firms – Allocation of Responsibilities parts of the PRA Rulebook) a prescribed responsibility or a third country branch prescribed responsibility as defined in those parts; and173(3) (for firms covered by the Non-solvency II Firms - Allocation of Responsibilities part of the PRA Rulebook) a small non-directive insurer prescribed responsibility as defined in that part. 173