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FCA Handbook
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intermediation of structured deposits

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intermediation of structured deposits

154(in COMP and FEES 6) any of the following:

(1) direct sales of structured deposits;
(2) in relation to structured deposits:
1. (a) advising on investments; or
2. (b) dealing in investments as agent; or
3. (c) arranging (bringing about) deals in investments; or
4. (d) making arrangements with a view to transactions in investments; or
5. (e) managing investments.

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