Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

debt security

  1. (1) 27(in107 3838LR27) debentures, alternative debentures67, debenture stock, loan stock, bonds, certificates of deposit or any other instrument creating or acknowledging indebtedness.25
  2. (2) (in DTR 4, DTR 5 and DTR 6) (in accordance with article 2.1(b) of the Transparency Directive) bonds or other forms of transferable securitised debts, with the exception of securities which are equivalent to shares in companies or which, if converted or if the rights conferred by them are exercised, give rise to a right to acquire shares or securities equivalent to shares.38

  1. (38338) (except in38 DTR 38 and LR) 2727any of the following:
    1. (a) a debenture;
    2. (aa) an alternative debenture;67
    3. (b) a government and public security;
    4. (c) a warrant which confers a right in respect of an investment in (a) or (b).3