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  3. Point in time
    2024-11-19

third party prospectus

32a communication made by a firm if the communication is a prospectus that:8693

  1. (a) has been approved by the FCA in accordance with Part 6 of the Act and the firm is not responsible under the Prospectus Rules for the information given in the prospectus; or8693
  2. (b) is to be treated under regulation 73 of the Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019 as if it had been approved by the FCA and the firm is not responsible under the Prospectus Directive for the information given in the prospectus; or86
  3. (c) is to be treated under regulation 74 of the of the Prospectus (Amendment etc.) (EU Exit) Regulations 2019 as if it had been approved by the FCA and the firm is not responsible under the EU Prospectus Regulation for the information given in the prospectus.93

[Note: recital 73 to the MiFID Org Regulation79]93