Status: You are viewing the version of the handbook as on 2011-04-29.

execution criteria

    39the criteria set out in COBS 11.2.6 R,40 that is:

      1. (a) the characteristics of the client including the categorisation of the client as retail or professional;
      1. (b) the characteristics of the client order;
      1. (c) the characteristics of financial instruments that are the subject of that order;
      1. (d) the characteristics of the execution venues to which that order can be directed.