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  1. Point in time
    2010-12-17

eligible counterparty business

    39the following services and activities carried on by a firm:

      1. (a) dealing on own account, execution of orders on behalf of clients or reception and transmission of orders; or
      1. (b) any ancillary service directly related to a service or activity referred to in (a); or46
      1. (c) arranging in relation to business which is not MiFID or equivalent third country firm business;46

    but only to the extent that the service or activity is carried on with or for an eligible counterparty.