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You are viewing the version of the document as on 2099-07-01.

individual capital guidance

  1. (1) (other than in (2) and (3)196) guidance given to a firm about the amount and quality of capital resources that the appropriate regulator thinks the firm should hold at all times under the overall financial adequacy rule as it applies on a solo level or a consolidated level.179
  2. (2) (in FPCOB 15) guidance given to a firm about the amount and quality of capital resources that the FCA thinks the firm should hold at all times under FPCOB 15.2.1R (General solvency requirement).179
  3. (3) (in PDCOB 13) guidance given to a firm about the amount and quality of capital resources that the FCA thinks the firm should hold at all times under PDCOB 13.2.1R (General solvency requirement).196