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  5. Point in time
    2024-12-05

complaints investigator

  1. (1) (in relation to a UK RIE) the independent person appointed under arrangements referred to in paragraph 9(3) of the Schedule to the Recognition Requirements Regulations to investigate a complaint and to report on the result of his investigation to that RIE and to the complainant.
  2. (2) (in relation to a UK RCH) the independent person appointed under arrangements referred to in paragraph 23(3) of the Schedule to the Recognition Requirements Regulations to investigate a complaint and to report on the result of his investigation to that RCH and to the complainant.3
  3. 125(3) 230(in relation to a RAP) the independent person appointed under arrangements referred to in regulations 22 and 23 of the RAP regulations to investigate a complaint and to report on the result of his investigation to that RAP and to the complainant.252
  4. 277(4) (in relation to a CTP) the independent person appointed under arrangements referred to in MAR 9.2D.1R(2) to investigate a complaint and to report on the result of their investigation to that CTP and to the complainant.