senior personnel
- (1) those persons who effectively direct the business of the firm 137or CBTL firm, which could include a firm's137or CBTL firm's, governing body and other persons who effectively direct the business of the firm137or CBTL firm, .103
- (2) (in relation to a management company and in accordance with article 3(4) of the UCITS implementing Directive) the person or persons who effectively conduct the business of the management company.103