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common platform record-keeping requirements

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common platform record-keeping requirements

(in relation to common platform firms) the following:211

(1) SYSC 9; and211
(2) those articles of the MiFID Org Regulation as applied in accordance with SYSC 1 Annex 1 2.8AR , SYSC 1 Annex 1 3.2-AR, SYSC 1 Annex 1 3.2-BR, SYSC 1 Annex 1 3.2CR and SYSC 1 Annex 1 3.3R.211

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