Content Options:

Content Options

View Options:


You are viewing the version of the document as on 2024-12-03.

settlement decision makers

36(in DEPP and EG58) two members of the FCA's 231 senior management, one of whom will be107 of at least director of division level (which may include an acting director)99 and the other of whom will be of at least head of department level,107 with responsibility for deciding whether to give statutory notices in the circumstances described in DEPP 5.58 At least one of the decision makers will not be from the Enforcement and Financial Crime Division.107