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  3. Point in time
    2024-11-06

third-country banking and investment group

13a banking and investment group that meets the following conditions:

  1. (a) it is headed by:
    1. (i) a credit institution; or
    2. (ii) an asset management company; or
    3. (iii) an investment firm; or
    4. (iv) a financial holding company;
    that has its head office outside the United Kingdom86;
  2. (b) it is not part of a wider consolidation group that is required by UK prudential sectoral legislation105 for the banking sector, the CRR investment services sector or the MIFIDPRU investment services sector105 to be subject to consolidated supervision.86