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Timeline guidance

third-country banking and investment group

13a banking and investment group that meets the following conditions:

  1. (a) it is headed by:
    1. (i) a credit institution; or
    2. (ii) an asset management company; or
    3. (iii) an investment firm; or
    4. (iv) a financial holding company;
    that has its head office outside the United Kingdom86;
  2. (b) it is not part of a wider consolidation group that is required by UK prudential sectoral regulation for the banking sector or the investment services sector to be subject to consolidated supervision.86