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  5. Point in time
    2024-07-14

regulated entity

    23one of the following:

      1. (a) a credit institution; or
      1. (b) a “UK Solvency II firm”192, “third country insurance undertaking” or “third country reinsurance undertaking”, each as defined in the PRA Rulebook: Glossary161; or
      1. (c) an investment firm;

    whether or not it is incorporated in, or has its head office in, the UK192.

    An asset management company is treated as a regulated entity for the purposes described in GENPRU 3.1.39R (The financial sectors: asset management companies).192

    An alternative investment fund manager is treated as a regulated entity for the purposes described in GENPRU 3.1.39 R (The financial sectors: alternative investment fund managers).121GENPRU 3.1.39R46 (The financial sectors: asset management companies).