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  1. Point in time
    2005-11-03

regulated entity

23one of the following:

  1. (a) a credit institution; or
  2. (b) a regulated insurance entity; or
  3. (c) an investment firm;

whether or not it is incorporated in, or has its head office in, an EEA State.An asset management company is treated as a regulated entity for the purposes described in An alternative investment fund manager is treated as a regulated entity for the purposes described in GENPRU 3.1.39 R (The financial sectors: alternative investment fund managers).121GENPRU 3.1.39R46 (The financial sectors: asset management companies).