Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

You are viewing the version of the document as on 2021-12-17.

investment services sector

  1. 124
    1. (1) a sector composed of one or more of the following entities:
      1. (a) an investment firm;
      2. (b) a financial institution; and
      3. (c) (in the circumstances described in GENPRU 3.1.39 R (The financial sectors: Asset management companies and alternative investment fund managers)) an asset management company or an alternative investment fund manager.
    2. (2) (in BIPRU (except in BIPRU 12) a sector comprised of one or more of the following entities:
      1. (a) the entities in (1); and
      2. (b) a CAD investment firm.