banking and investment group
- (a) form a group in respect of which the consolidated capital adequacy requirements for the banking sector or the investment services sector under:
- (i) the FSA's sectoral rules; or
- (ii) the sectoral rules of another competent authority; apply; or
- (b) would form such a group if the scope of those sectoral rules were amended as described in paragraph 3.1 of PRU 8 Ann 2R (removing restrictions relating to place of incorporation or head office of members of those financial sectors).
13a group of persons (at least one of which is an EEA regulated entity that is a credit institution or an investment firm) who: