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UCITS firm

a firm which:

(a) is 43a management company,43 including where in addition the firm is also48 an AIFM 48; and
(b) does not have a99 Part 4A permission 99 (or an equivalent permission from its Home State regulator)43 to carry on any regulated activities other than those which are in connection with, or for the purpose of,48 managing collective investment undertakings48.7

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