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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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Statement of Principle

  1. (1) (in the FCA Handbook) one of the Statements of Principle issued by the FCA under section 64(1) of the Act (Conduct: Statements and codes) with respect to the conduct of approved persons and set out in APER 2.1A.(1) (in the FCA Handbook) one of the rules made by the FCA under section 64A(1)(a) of the Act (Rules of conduct) with respect to the conduct of approved persons of certain firms and set out in APER 2.1A.The provisions of APER 1.1A marked with a "P" in the margin also form part of the Statements of Principle.231
  2. (2) (in the PRA Handbook) one of the Statements of Principle issued by the PRA under section 64(1A) of the Act (Conduct: Statements and codes) with respect to the conduct of approved persons and set out in APER 2.1B.The provisions of APER 1.1B marked with a "P" in the margin also form part of the Statements of Principle.231