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Glossary Terms

C&C
CAD
call charges rule
callable contribution
cancellation
cancellation price
candidate
canvassing off trade premises
capacity transfer market
capital account
Capital Adequacy Directive
capital instrument
capital property
capital redemption
Capital Requirements Regulations 2013
capital resources
capital resources requirement
capped drawdown pension fund
CAPR CSR
CAPR GR
CARD
card issuer
card payment system
carried interest
carrying out a funeral plan contract as provider
carrying out contracts of insurance
cash
cash balance benefit
cash component
cash deposit CTF
cash deposit ISA
cash price
cash terms
cash trade
cash-like investments
cash-only lifetime ISA
cashback
CASS
CASS 11 resolution pack
CASS 13 claims management firm
CASS 7 asset management firm
CASS 7 loan-based crowdfunding firm
CASS debt management firm
CASS large debt management firm
CASS large debt management firm external client money reconciliation
CASS large debt management firm internal client money reconciliation
CASS large firm
CASS large TP firm
CASS medium firm
CASS medium TP firm
CASS resolution pack
CASS small debt management firm
CASS small firm
CASS small TP firm
CAT standards
category
category B1 firm
category B2 firm
category B3 firm
causing dematerialised instructions to be sent
CBG
CBTL adviser
CBTL arranger
CBTL business
CBTL consumer
CBTL credit agreement
CBTL firm
CBTL lender
CCA
CCA lender
CCA order
CCA requirement
CCAR 2004
CCAR 2010
CCP
ceding arrangement
ceding insurer's waiver
cell
central assets
central bank
central counterparty
Central Fund
certificate representing certain securities
certificate representing debt securities
certificate representing equity securities
certificate representing shares
certificates
certification employee
certification function
certified high net worth investor
certified sophisticated investor
CESR's UCITS eligible assets guidelines
CF Arch cru payment scheme
CFD
CFTC
chair of the audit committee function
chair of the governing body function
chair of the nomination committee function
chair of the remuneration committee function
chair of the risk committee function
chair of the with-profits committee function
channel
CHAPS
charge
chargeable case
charging group
charity
charity AIF
charity authorised investment fund
chief executive
chief executive function
chief finance officer function
chief operations function
chief risk officer function
Chinese wall
circular
CIS stakeholder product
CIU
claim
claim for a specified benefit
claimant
claims amount
claims management client money distribution rules
claims management client money rules
claims management company
claims management fee cap
Claims Management Order
claims management services
claims management temporary permission
class
class 1 acquisition
class 1 circular
class 1 disposal
class 1 transaction
class 2 transaction
class meeting
class tests
clean-up call option
clearing arrangement mandatory prudent segregation
clearing arrangement mandatory prudent segregation record
clearing facilitation service
clearing firm
clearing house
clearing margin given
clearing member
client
client asset rules
client bank account
client bank account acknowledgement letter
client equity balance
client money
client money (insurance) distribution rules
client money chapter
client money distribution and transfer rules
client money held
client money requirement
client money resource
client money rules
client money segregation requirements
client orders handled
client transaction account
client transaction account acknowledgement letter
client-specific safe custody asset record
client's best interests rule
climate-related reports
close links
close matched product
close matching rules
close out
close relative
closed
closed book
closed product
closed-ended
closed-ended investment fund
closing date
CMAR
CMCOB
CMG
CMH
CMV
co-ownership scheme
COB
COBS
CoCo fund
COCON
COCON firm activities
Code of Practice for Approved Persons
COH
cold call
COLL
collateral
collateral rules
collective insurance
collective investment scheme
collective investment undertaking other than the closed-end type
collective portfolio management
collective portfolio management firm
collective portfolio management investment firm
COLLG
combination charge structure
Combined Code
commencement
commencement day
commercial customer
commercial settlement system
commission
commission equivalent
commitment
commodity
commodity and emission allowance dealer
commodity benchmark
commodity derivative
commodity future
common equity tier 1 capital
common equity tier 1 instrument
common platform firm
common platform organisational requirements
common platform outsourcing rules
common platform record-keeping requirements
common platform requirements
common platform requirements on financial crime
communicate
communicated to a person inside the United Kingdom
communicated to a person outside the United Kingdom
community benefit society
community co-insurance operation
community finance organisation
COMP
company
comparator benchmark
compensation costs
compensation costs levy
compensation fund
compensation scheme
compensation transitionals order
competent authority
competent employees rule
complaint
complaints data publication rules
complaints handling rules
complaints investigator
complaints record rule
complaints reporting directions
complaints reporting rules
complaints resolution rules
complaints time barring rule
complaints time limits rules
compliance oversight function
compliance requirements for SMCR firms
composite firm
composite insurer
Compulsory Jurisdiction
CON own funds requirement
CONC
concentration risk
concentration risk soft limit
COND
conditional permitted illiquid assets
conditional permitted immovables
conditional permitted links
conditional permitted loan
conditional permitted long-term asset fund
conditional permitted scheme interests
conditional permitted unlisted securities
conditional sale agreement
conduct risk oversight (Lloyd’s) function
conduct rules staff
confirming statement
conflicts of interest policy
conglomerate capital resources
conglomerate capital resources requirement
connected client
connected contract
connected person
connected travel insurance contract
connected travel insurance intermediary
connected undertaking
Consolidated Admissions and Reporting Directive
consolidated basis
Consolidated Motor Insurance Directive
consolidated situation
consolidated tape for bonds
consolidated tape provider
consolidation Article 12(1) relationship
consolidation group
constable
constitution
constraining benchmark
consultancy charge
consumer
consumer awareness rules
Consumer Credit Directive
Consumer Credit Jurisdiction
consumer credit lending
consumer hire agreement
consumer hiring
Consumer Panel
consumer redress scheme
consumer-facing disclosure
contextual information
contingency fund
contingency fund policy
contingent convertible instrument
contingent liability investment
continuous payment authority
contract for differences
contract of insurance
contract of significance
contracts of large risks
contractual scheme deed
Contractual Scheme Regulations
contractual scheme rules
contractually based investment
contribution of input data
contribution percentage charge
control
control functions
controlled activity
controlled agreement
controlled claims management activity
controlled function
controlled investment
controlled undertaking
controller
controlling shareholder
conventional group
convertible
convertible instrument
convertible securities
cooperative society
coordinator
core capital resources requirement
core deposit
core liquid asset
core provision
core SMCR firm
corporate access service
corporate finance advisory firm
corporate finance business
corporate finance contact
corporate governance rules
corporate member
cost of credit
Council
counterparty
counterparty risk
coupon
covered bond
Covered Bonds RTS
covered individual
CPI
CRA
CRA (EU Exit) Regulations
CRA Regulation
CRD
CRD credit institution
CRD V
credit
credit agreement
credit broker
credit broking
credit card cheque
credit enhancement
credit firm
credit information
credit information agency
credit institution
credit limit
credit quality step
credit rating agency
credit reference agency
credit repair firm
credit risk assessment
credit risk capital requirement
credit token
credit transfer
credit union
credit union subordinated debt
credit unions day
credit-impaired customer
credit-related regulated activity
credit-sale agreement
credit-token agreement
creditworthiness assessment
CREDS
CREST
criminal injury claim
critical benchmark
CRM eligibility conditions
CRO firm
cross-transaction
CRR
CRR firm
CRR investment services sector
cryptoasset business
cryptoasset derivative
cryptoasset exchange provider
cryptoasset exchange traded note
CSDR
CTF
CTF bank account
CTF provider
CTF Regulations
CTF transfer
CTP
currency class unit
currency transfer service
current account
current approved person approval
current customer order
current FCA approved person approval
current market value
current PRA approved person approval
custodian
custodian wallet provider
custody
custody asset
custody chapter
custody rules
customer
customer function
customer order
customer-dealing function
customer’s best interests rule