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Glossary Terms

above-threshold non-UK AIFM
abridged advice
accepting deposits
accident
account
account information service
account information service provider
account servicing payment service provider
accountable functions
accountable higher management function
Accounting Directive
accounting reference date
accredited body
accrued pension fund value
accrued pension pot value
accrued pension value
accrued rights charge
accumulating with-profits policy
accumulation unit
ACD
acknowledgement letter
acknowledgement letter fixed text
acknowledgement letter variable text
acquirer
acquiring payment transactions
ACS
Act
acting as trustee or depositary of a UK UCITS
acting as trustee or depositary of an AIF
active pension scheme member
actuarial body
actuarial function
actuarial health insurance
actuarial investigation
actuarial valuation date
actuary
actuating purpose
additional own-initiative variation power
additional product
additional tier 1 capital
additional tier 1 instrument
administering a benchmark
administering a home finance transaction
administering a home purchase plan
administering a home reversion plan
administering a regulated lifetime mortgage contract
administering a regulated mortgage contract
administering a regulated sale and rent back agreement
administering a specified benchmark
administration charge
administrative data
administrative expenses
administrative functions
administrator
admissible asset
admission or admission to listing
admission to trading
ADR Directive
ADR entity
ADR Regulations
advance payment
advertisement
advice, investigation or representation in relation to a claim for a specified benefit
advice, investigation or representation in relation to a criminal injury claim
advice, investigation or representation in relation to a financial services or financial product claim
advice, investigation or representation in relation to a housing disrepair claim
advice, investigation or representation in relation to a personal injury claim
advice, investigation or representation in relation to an employment-related claim
adviser
adviser charge
advising on a home finance transaction
advising on a home purchase plan
advising on a home reversion plan
advising on a regulated sale and rent back agreement
advising on conversion or transfer of pension benefits
advising on investments
advising on investments (except P2P agreements)
advising on investments (except pension transfers and pension opt-outs)
advising on P2P agreements
advising on pension transfers and pension opt-outs
advising on pension transfers, pension conversions and pension opt-outs
advising on regulated credit agreements for the acquisition of land
advising on regulated mortgage contracts
advising on syndicate participation at Lloyd's
affected country
affected investment
affected person
affiliated company
affinity/partnership scheme
AFM
agent
aggregate safe custody asset record
agreeing to carry on a regulated activity
AIF
AIF custodial assets
AIFM
AIFM investment firm
AIFM investment management functions
AIFM management functions
AIFM Remuneration Code
AIFM Remuneration Code staff
AIFM remuneration principles
AIFMD
AIFMD BTS
AIFMD level 2 regulation
AIFMD UK regulation
aircraft
aircraft liability
algorithmic trading
alternative approach mandatory prudent segregation
alternative approach mandatory prudent segregation record
alternative debenture
alternative investment fund
alternative investment fund manager
alternative projection
AmEx
ancillary activity
ancillary insurance services undertaking
ancillary service
ancillary services undertaking
Annex 1 activities
Annex II benchmark administrator
announceable information
annual accounting period
Annual Accounts
annual bonus
annual budget
annual eligible income
annual financial statements
annual income
annual income allocation date
annual levy
annual percentage rate
annual percentage rate of charge
annual report and accounts
annual statement provisions
annualised accrued pension value
annualised projected pension value
APA
APER
APER employer
applicable asset
applicable sectoral consolidation rules
applicable sectoral rules
applicant
appointed representative
appointed representative Directory person
Appointed Representatives Regulations
appropriate actuary
appropriate charges information
appropriate pension transfer analysis
appropriate regulators
appropriate UK regulator
appropriate valuer
Appropriately Diversified Indices RTS
approve
approved bank
approved collateral
approved counterparty
approved credit institution
approved depositary
approved derivative
approved financial institution
approved index
approved money-market instrument
approved person
approved publication arrangement
approved quasi-derivative
approved reinsurance to close
approved reporting mechanism
approved security
approved stock lending transaction
approver permission
approver permission exemption
approver permission requirement
APR
APR rules
APRC
ARM
arrangement
arranging
arranging (bringing about) a home finance transaction
arranging (bringing about) a home purchase plan
arranging (bringing about) a home reversion plan
arranging (bringing about) a regulated sale and rent back agreement
arranging (bringing about) deals in investments
arranging (bringing about) regulated mortgage contracts
arranging deals in contracts of insurance written at Lloyd's
arranging qualifying credit
arranging safeguarding and administration of assets
arrears
article 18(5) relationship
article 18(6) relationship
article 3(1)(b) credit agreement
article 9 default
ASA
asset
asset backed commercial paper programme
asset backed security
asset identification rules
asset management company
asset pool
asset pool monitor
asset-related capital requirement
assets outside expected RFB subgroups
assets safeguarded and administered
assets under management
assignment
assistance
assisted voluntary sale process
assisting in the administration and performance of a contract of insurance
associate
associated instrument
attached shares
auction platform
auction regulation bidding
Audit Directive
Audit Regulation
AUM
AUT
authorisation
authorisation order
authorised AIF
authorised approved person employer
authorised business overdraft agreement
authorised central counterparty
authorised central counterparty acknowledgement letter
authorised contractual scheme
authorised contractual scheme manager
authorised corporate director
authorised electronic money institution
authorised fund
authorised fund manager
authorised insurance company
authorised non-business overdraft agreement
authorised payment institution
authorised person
authorised primary dealer
authorised primary dealer exemption
authorised professional firm
authorised push payment fraud
authorised UK representative
authorised unit trust manager
authorised unit trust scheme
authorised Voluntary Jurisdiction participant
automatic enrolment scheme
AVA
AVC
average ASA
average AUM
average CMH
average COH
average DTF
average outstanding electronic money
average total assets