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You are viewing GEN Sch 1 Record keeping requirements as of . GEN Sch 1 Record keeping requirements was last updated on 25/05/2018.

GEN Sch 1 Record keeping requirements

25/05/2018G

The aim of the guidance in the following table is to give the reader a quick overall view of the relevant record keeping requirements.

25/05/2018G

It is not a complete statement of those requirements and should not be relied on as if it were.

25/05/2018G
Handbook referenceSubject of recordContents of recordWhen record must be madeRetention period
GEN TP 4, row 4GAn election to comply early with the Insurance Distribution Directive (IDD)The election and the new and replaced provisions to which that election relatesIn accordance with the firm’s general record keeping obligationsIn accordance with the firm’s general record keeping obligations