Home FCA Handbook FEES FEES 3 FEES 3 Annex 3 Application fees payable in connection with Recognised Investment Exchanges and Recognised Auction Platforms
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FEES 3 Annex 3 Application fees payable in connection with Recognised Investment Exchanges and Recognised Auction Platforms

28/06/2024R

Description of applicant

Applicable pricing category in FEES 3 Annex 1AR or amount payable (£)

Due date

Part 1 (UK recognised bodies)

Applicant for recognition as a UK RIE

Category 10

Date the application is made

Applicant for recognition as a RAP (payable in addition to any other application fee due under this part)

£35,000

Date the application is made

[deleted]

[deleted]

Additional fees for a UK RIE applicant who proposes to:

- offer safeguarding and administration services

Category 8

Date the application is made

- use substantially new and untested information technology systems in the performance of its relevant functions

Category 8

Date the application is made

Part 2 (ROIEs)

Applicant for recognition as a recognised overseas investment exchange

Category 9

Date the application is made

Additional fees for applicant who proposes to:

- offer safeguarding and administration services

Category 8

Date the application is made

- use substantially new and untested information technology systems in the performance of its relevant functions

Category 7

Date the application is made