FCA Handbook

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Authorised persons (3)
Investment activities (3)
Supra-national organisations (3)
Associates of a firm (2)
Recognised clearing houses (2)
Recognised investment exchanges (2)
European Economic Area (2)
Agents (1)
Client categorisation (1)
Debt management activities (1)
Eligible counterparties (1)
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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

…

PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

…

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

…

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