FCA Handbook

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Effective Period

Similar To

EG 5.1 Settlement and the FCA – an overview

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

DEPP 6.5A The five steps for penalties imposed on firms

DEPP 6.7 Discount for early settlement

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

DEPP 6.5 Determining the appropriate level of financial penalty