41 - 60 of 154 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

DEPP 8.5 Effects of a breach of condition or time limitation

As Published: 2015

DEPP 8.5 Effects of a breach of condition or time limitation

EG 4.9 Involvement of FCA supervisors during the investigation phase

As Published: 2016

EG 4.9 Involvement of FCA supervisors during the investigation phase

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

As Published: 2015

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process