WDPG App 12.1 Documentation, approval and maintenance

1Firms should keep a written record of discussion of the wind-down planning exercise, and most importantly, the wind-down plan as the final output from that process.

The final output – the wind-down plan – will be easier for its future users to implement if it is simply structured for ease of reference with sections such as:

1. (1)

   governance process for wind-down scenario (WDPG App 6);

2. (2)

   operational analysis for winding down (WDPG App 8);

3. (3)

   estimated revenue/costs schedule of wind-down (WDPG App 9); and

4. (4)

   resource assessment (WDPG App 10).