Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Content Options

View Options:

Alternative versions

  1. Point in time
    2016-12-15

WDPG App 11.1 Special considerations

WDPG App 11.1.1 G

1Please refer to WDPG 4 to identify which factors might apply and consider incorporating them into the wind-down planning.

WDPG App 11.1.2 G

In particular, if a firm has any dealing with client monies and assets, it needs to ensure it complies with the relevant rules in CASS.

WDPG App 11.1.3 G

Firms should also consider having a communications plan in place.