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You are viewing the version of the document as on 2021-03-26.

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    2021-03-26

WDPG App 11.1 Special considerations

WDPG App 11.1.1G

1Please refer to WDPG 4 to identify which factors might apply and consider incorporating them into the wind-down planning.

WDPG App 11.1.2G

In particular, if a firm has any dealing with client monies and assets, it needs to ensure it complies with the relevant rules in CASS.

WDPG App 11.1.3G

Firms should also consider having a communications plan in place.