Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  1. Point in time
    2013-03-31

UPRU Sch 4 Powers exercised

UPRU Sch 4.1G

1The following powers and related provisions in or under the Act have been exercised by the FSA to make the rules in UPRU:

Section 138 (General rule-making power)

Section 140 (Restrictions on managers of authorised unit trust schemes)

Section 156 (General supplementary powers)

Section 242 (Applications for authorisation of unit trust schemes)

Section 247 (Trust scheme rules)

Section 248 (Scheme particulars rules)

Regulations 6 (FSA rules) and 12 (Applications for authorisation) of the Open-Ended Investment Companies Regulations 2001 (SI 2001/1228)
UPRU Sch 4.2G

The following powers in the Act have been exercised by the FSA to give the guidance in UPRU:

Section 157(1) (Guidance)