Content Options:

Content Options

View Options:


You are viewing the version of the document as on 2024-09-30.

UKLR 23.3 Approval and publication of listing particulars

Approval of listing particulars

UKLR 23.3.1R

1An application for approval of listing particulars or supplementary listing particulars must comply with the procedures in PRR 3.1 (as if those procedures applied to the application), except that the applicant does not need to submit a completed Form A.

UKLR 23.3.2R

1The FCA will approve listing particulars or supplementary listing particulars if it is satisfied that the requirements of the Act and this chapter have been complied with.

UKLR 23.3.3G

1The FCA will generally seek to notify the applicant of its decision on an application for approval of listing particulars or supplementary listing particulars within the same time limits as are specified in article 20 of the Prospectus Regulation for an application for approval of a prospectus or supplementary prospectus.

UKLR 23.3.4R

1An issuer must ensure that listing particulars or supplementary listing particulars are not published until they have been approved by the FCA.

Filing and publication of listing particulars

UKLR 23.3.5R

1An issuer must ensure that after listing particulars or supplementary listing particulars are approved by the FCA, the listing particulars or supplementary listing particulars are filed and published as if the relevant requirements in PRR 3.2, article 21 of the Prospectus Regulation, the PR Regulation and the Prospectus RTS Regulation applied to them.