UKLR 23.1 Application and purpose
Application
1This chapter applies to an issuer that has applied for the admission of:
- (1)
securities specified in article 1(2) of the Prospectus Regulation (other than securities specified in article 1(2)(a), (b) or (d) of that regulation); or
- (2)
any other specialist securities for which a prospectus is not required under the Act or the Prospectus Regulation.
Purpose
1The purpose of this chapter is to require listing particulars to be prepared and published for securities that are the subject of an application for listing in the circumstances set out in UKLR 23.1.1R where a prospectus is not required under the Prospectus Regulation.
Listing particulars to be approved and published
1An issuer must ensure that listing particulars for securities referred to in UKLR 23.1.1R are approved by the FCA and published in accordance with UKLR 23.3.5R.
[Note: Under UKLR 3.2.11R, the securities will only be listed if listing particulars for the securities have been approved by the FCA and published.]