Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

You are viewing the version of the document as on 2024-12-20.

Timeline guidance

Alternative versions

  1. Point in time
    2024-12-20

UKLR 2.1 Application and purpose

Application

UKLR 2.1.1R

1The Listing Principles in UKLR 2.2.1R apply to every listed company in respect of all its obligations arising from the listing rules, disclosure requirements, transparency rules and corporate governance rules.

UKLR 2.1.2G

1This chapter is also relevant to applicants in relation to the confirmation in respect of procedures, systems and controls required by UKLR 20.3.1R.

[Note: The Procedures, Systems and Controls Confirmation Form can be found on the Primary Markets section of the FCA’s website.]

Purpose

UKLR 2.1.3G

1The purpose of the Listing Principles is to ensure that listed companies pay due regard to the fundamental role they play in maintaining market confidence and ensuring fair and orderly markets.

UKLR 2.1.4G

1The Listing Principles are designed to assist listed companies in identifying their obligations and responsibilities under the listing rules, disclosure requirements, transparency rules and corporate governance rules. The Listing Principles should be interpreted together with relevant rules and guidance which underpin the Listing Principles.

UKLR 2.1.5G

1DEPP 6 (Penalties) and EG 7 set out guidance on the consequences of breaching a Listing Principle.