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You are viewing the version of the document as on 2024-11-05.

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UKLR 19.3 Disclosures

UKLR 19.3.1R

An issuer must submit to the FCA a copy of any document required by UKLR 19.3.2R and UKLR 19.3.3R at the same time as the document is issued, by uploading it to the national storage mechanism.

UKLR 19.3.2R

An issuer must notify a RIS of all notices to holders of listed miscellaneous securities no later than the date of despatch or publication.

Underlying securities

UKLR 19.3.3R

An issuer must notify a RIS of any adjustment or modification it makes to a miscellaneous security as a result of any change to a security over which the listed miscellaneous security carries a right to buy or subscribe.

Suspension of listing

UKLR 19.3.4R

An issuer must inform the FCA immediately if it becomes aware that any security over which the listed miscellaneous security carries a right to buy or subscribe that is listed or traded outside the United Kingdom has been suspended.