Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

You are viewing the version of the document as on 2025-01-01.

Timeline guidance

Alternative versions

  1. Point in time
    2025-01-01

UKLR 18.4 Disclosures

UKLR 18.4.1R

1An issuer must submit to the FCA a copy of any document required by UKLR 18.4.2R to UKLR 18.4.4R at the same time as the document is issued, by uploading it to the national storage mechanism.

UKLR 18.4.2R

An issuer must notify a RIS of all notices to holders of listed securitised derivatives no later than the date of despatch or publication.

Underlying instruments

UKLR 18.4.3R

An issuer must notify a RIS of any adjustment or modification it makes to the securitised derivative as a result of any change in or to the underlying instrument, including details of the underlying event that necessitated the adjustment or modification.

Suspension of listing

UKLR 18.4.4R

An issuer must inform the FCA immediately if it becomes aware that an underlying instrument that is listed or traded outside the United Kingdom has been suspended.